1Process & Fraud Tree 2Fraud Scenario & Involved Party 3 Standard Controls 4Preview & Save
Process Mapping
Fraud Tree Reference
Map Fraud Scenario
Choose Standard Controls Add Standard Controls
# Ref. No Standard Control Business Sub Function Samples Required
1 #CR001 All employees also acknowledge the COBC.. Supply Chain Supplier
  • New Joiner - Copy of signed code of business conductt
2 #CR002 All employees also acknowledge the COBC declaration.. Supply Chain Supplier Selection
  • Sample system screenshot of acknowledged CoBC.
  • System based extract of list of employees acknowled..
3 #CR003 Changes in CoBC are communicated across the entity and employees are either required to acknowledge the .. Supply Chain Supplier Selection
  • Track Version of Revised CoBC and sample training / revised acknowledgement obtained from Employee.
#UFR001 Conflict of interest in Non-Trade Supplier Selection In Progress

Employees fail to disclose conflicts of interest with suppliers which may result in group awarding contracts to suppliers related to an employee, which is not in the best commercial interests of the business.

Function

Supply Chain

Sub Function

Maintenance

Fraud Risk Classification

Asset Misappropriation

Fraud Risk Type

Cash

Fraud Schemes (L1)

Fraud Disbursements

Fraud Schemes (L2)

Billing Schemes

Fraud Schemes (L3)

Personal Purchases

Fraud Schemes (L4)

Forged Maker

Fraud Schemes (L5)

Forged Endorsement

Primary Beneficiary / Perpetrator of Fraud

Procurement

Standard Controls
# Ref. No Standard Control Business Unit Sub Function Samples Required
1 #CR001 All employees also acknowledge the COBC declaration.. Supply Chain Supplier Selection
  • New Joiner - Copy of signed code of business conduct
2 #CR002 All employees also acknowledge the COBC declaration.. Supply Chain Supplier Selection
  • Sample system screenshot of acknowledged CoBC.
  • System based extract of list of employees acknowled..
3 #CR003 Changes in CoBC are communicated across the entity and employees are either required to acknowledge the .. Supply Chain Supplier Selection
  • Track Version of Revised CoBC and sample training / revised acknowledgement obtained from Employee.
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Year
2018 2019 2020 2021
Teams
Team1 Team2 Team3 Team4 Team5 Team6 Team7
Role
UI/UX PHP
Division
Hr Project Manager
Risk Rate
Low Medium Hight Very Hight
Quarter
Q1 Q2 Q3 Q4
Is Auditor
Deesignation
Developer Designer
Sub Section
Interview
Month
Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
Department
Subsidiary
Department Section Branch Division Sub Section
Branch
Dubai UK India Qatar Kuwait
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